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Guidelines

Benefit Cost & Offering

Meet Our Partners

Errors and Omissions Insurance

Sanctuary Wealth has purchased corporate policies that protect our partner firms for potential Claims brought forth against them for the following:

  • The provision of Investment advisory services to their clients

  • Management oversight of their businesses

  • Allegations of wrongdoing while serving in the capacity as a registered representative or life insurance agent

Corporate Management 

Liability Coverage

Insurance Company:

Chubb

Standard Coverage Lines

Investment Advisor Professional Liability

Protects Sanctuary and the partner firms and all related entities, subsidiaries, and their employees for Claims brought by investors, regulators and other third parties arising out of investment advisory and other services provided to clients for a fee or other remuneration via a contract.

Broker/Dealer Professional Liability

Provides coverage for brokers, dealers, registered reps, investment advisers and life insurance agents and their supervisors for Claims alleging failure to properly provide broker/dealer investment services to clients.

Insurance Company: Chubb

Standard Coverage Lines:

Network Security & Privacy (Cyber)

Provides coverage for first party-loss and third party liability caused by cyber-attacks.  First-party coverage includes but is not limited to data breaches and associated expenses, regulatory investigations, ransomware, business and network interruption at Sanctuary Wealth and/or Partner Firms or caused by third-party vendors of Sanctuary Wealth and/or any Partner Firms.  Third-party coverage responds to lawsuits against Sanctuary Wealth and/or any Partner Firms following a cyber event 

Available Coverage Summary

Professional Liability (E&O)

Professional liability insurance is also known as errors and omission (E&O).  It is designed to help you when alleged professional mistakes arise. If you make a professional mistake that causes your client to lose money, they will sue your financial services firm.  Lawsuits from clients can happen whether your firm is at fault or not.

Fiduciary Liability

Fiduciary Liability insurance can help protect your business from Claims of fiduciary mismanagement.  For example, if one of your staff members files a Claim against you after their medical bills were not paid in accordance with the employee benefit plans you offer, fiduciary liability insurance can help cover your business

Cyber Coverage:

  • Third-party Liability Coverage

  • First-party Liability Coverage

Enrollment

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To learn more about these coverages and to consider additional benefits, please contact:

Matt Liebowitz

786.459.7019

  • Matt will walk you through an onboarding experience.

  • Matt will then provide you with an outline of all coverage limits, retentions, premiums, and recommended additional coverages if appropriate.

Contact
Modern Architecture

Claims

How to File a Claim:

To file a claim please email John McKenna directly at his email address below:

JMcKenna@arcxs.com

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